-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D2UyhNwxdX3ZwDIiHuQm0v+csnTa9T3wdTDe2251ad6MWrPKr9vm6a/MTiySXEt5 OF9ObLPnqYyyYsqaVqPMUA== 0001341004-08-001879.txt : 20080818 0001341004-08-001879.hdr.sgml : 20080818 20080818121656 ACCESSION NUMBER: 0001341004-08-001879 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080818 DATE AS OF CHANGE: 20080818 GROUP MEMBERS: CITIGROUP ALTERNATIVE INVESTMENTS LLC GROUP MEMBERS: CITIGROUP CAPITAL PARTNERS II CAYMAN HOLDINGS, L.P. GROUP MEMBERS: CITIGROUP CAPITAL PARTNERS II EMPLOYEE MASTER FUND, L.P. GROUP MEMBERS: CITIGROUP CAPITAL PARTNERS II ONSHORE, L.P. GROUP MEMBERS: CITIGROUP INC. GROUP MEMBERS: CITIGROUP INVESTMENTS INC. GROUP MEMBERS: CITIGROUP PRIVATE EQUITY LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Patriot Coal CORP CENTRAL INDEX KEY: 0001376812 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83427 FILM NUMBER: 081024436 BUSINESS ADDRESS: STREET 1: 12312 OLIVE BOULEVARD STREET 2: SUITE 400 CITY: ST. LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 314-275-3600 MAIL ADDRESS: STREET 1: 12312 OLIVE BOULEVARD STREET 2: SUITE 400 CITY: ST. LOUIS STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: Eastern Coal Holding Company, Inc. DATE OF NAME CHANGE: 20060928 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Citigroup Capital Partners II 2006 Citigroup Investment, L.P. CENTRAL INDEX KEY: 0001441382 IRS NUMBER: 205461401 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 212-816-6000 MAIL ADDRESS: STREET 1: 388 GREENWICH STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 SC 13D/A 1 sc13da1.htm SCHEDULE 13D, AMEND. NO. 1 sc13da1.htm
 
WASHINGTON, D.C.  20549
 
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No.1)1
 
Patriot Coal Corporation
(Name of Issuer)
 
Common Stock, $0.01 par value per share
(Title of Class of Securities)
 
70336T 10 4
(CUSIP Number)
 
John A. Tisdale, Esq.
General Counsel
ArcLight Capital Partners, LLC
200 Clarendon Street, 55th Floor
Boston, MA 02117
Telephone: (617) 531−6300
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
 
 
July 23, 2008
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 13d-1(f) or
240.13d-1(g), check the following box [  ].
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
 
1 The remainder of this cover page shall be filled out for a reporting person’s initial filling on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 
 
SCHEDULE 13D
 
 CUSIP No. 70336T 10 4
 
 Page  2  of  22  Pages
     
1
 NAME OF REPORTING PERSON
 
 Citigroup Capital Partners II 2006 Citigroup Investment, L.P.
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
(a) £
(b) x
 
3
 SEC USE ONLY
 
 
4
 SOURCE OF FUNDS (See Instructions)
 
 OO
5
 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
£
 
6
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
 Delaware
 
NUMBER OF
 
SHARES
7
 SOLE VOTING POWER
 
 
 
BENEFICIALLY
 
OWNED BY
8
 SHARED VOTING POWER
 247,602
 
 
EACH
 
REPORTING
9
 SOLE DISPOSITIVE POWER
 
 
 
PERSON
 
WITH
10
 SHARED DISPOSITIVE POWER
 247,602
 
11
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 247,602
 
12
 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
x
 
 
13
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 0.6%
 
14
 TYPE OF REPORTING PERSON (See Instructions)
 
 PN

 
 

 
 
SCHEDULE 13D
 
 CUSIP No. 70336T 10 4
 
 Page  3  of  22  Pages
     
1
 NAME OF REPORTING PERSON
 
 Citigroup Capital Partners II Employee Master Fund, L.P.
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
(a) £
(b) x
 
3
 SEC USE ONLY
 
 
4
 SOURCE OF FUNDS (See Instructions)
 
 OO
5
 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
£
 
6
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
 Delaware
 
NUMBER OF
 
SHARES
7
 SOLE VOTING POWER
 
 
 
BENEFICIALLY
 
OWNED BY
8
 SHARED VOTING POWER
 278,126
 
 
EACH
 
REPORTING
9
 SOLE DISPOSITIVE POWER
 
 
 
PERSON
 
WITH
10
 SHARED DISPOSITIVE POWER
 278,126
 
11
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 278,126
 
12
 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
x
 
 
13
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 0.7%
 
14
 TYPE OF REPORTING PERSON (See Instructions)
 
 PN

 
 

 

SCHEDULE 13D
 
 CUSIP No. 70336T 10 4
 
 Page  4  of  22  Pages
     
1
 NAME OF REPORTING PERSON
 
 Citigroup Capital Partners II Onshore, L.P.
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
(a) £
(b) x
 
3
 SEC USE ONLY
 
 
4
 SOURCE OF FUNDS (See Instructions)
 
 OO
5
 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
£
 
6
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
 Delaware
 
NUMBER OF
 
SHARES
7
 SOLE VOTING POWER
 
 
 
BENEFICIALLY
 
OWNED BY
8
 SHARED VOTING POWER
 125,566
 
 
EACH
 
REPORTING
9
 SOLE DISPOSITIVE POWER
 
 
 
PERSON
 
WITH
10
 SHARED DISPOSITIVE POWER
 125,566
 
11
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 125,566
 
12
 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
x
 
 
13
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 0.3%
 
14
 TYPE OF REPORTING PERSON (See Instructions)
 
 PN

 
 

 

SCHEDULE 13D
 
 CUSIP No. 70336T 10 4
 
 Page  5  of  22  Pages
     
1
 NAME OF REPORTING PERSON
 
 Citigroup Capital Partners II Cayman Holdings, L.P.
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
(a) £
(b) x
 
3
 SEC USE ONLY
 
 
4
 SOURCE OF FUNDS (See Instructions)
 
 OO
5
 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
£
 
6
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
 Cayman Islands
 
NUMBER OF
 
SHARES
7
 SOLE VOTING POWER
 
 
 
BENEFICIALLY
 
OWNED BY
8
 SHARED VOTING POWER
 157,330
 
 
EACH
 
REPORTING
9
 SOLE DISPOSITIVE POWER
 
 
 
PERSON
 
WITH
10
 SHARED DISPOSITIVE POWER
 157,330
 
11
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 157,330
 
12
 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
x
 
 
13
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 0.4%
 
14
 TYPE OF REPORTING PERSON (See Instructions)
 
 PN

 
 

 
 
SCHEDULE 13D
 
 CUSIP No. 70336T 10 4
 
 Page  6  of  22  Pages
     
1
 NAME OF REPORTING PERSON
 
 Citigroup Private Equity LP
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
(a) £
(b) x
 
3
 SEC USE ONLY
 
 
4
 SOURCE OF FUNDS (See Instructions)
 
 OO
5
 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
£
 
6
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
 Delaware
 
NUMBER OF
 
SHARES
7
 SOLE VOTING POWER
 
 
 
BENEFICIALLY
 
OWNED BY
8
 SHARED VOTING POWER
 808,624
 
 
EACH
 
REPORTING
9
 SOLE DISPOSITIVE POWER
 
 
 
PERSON
 
WITH
10
 SHARED DISPOSITIVE POWER
 808,624
 
11
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 808,624
 
12
 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
x
 
 
13
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 2.1%
 
14
 TYPE OF REPORTING PERSON (See Instructions)
 
 PN

 
 

 
 
SCHEDULE 13D
 
 CUSIP No. 70336T 10 4
 
 Page  7  of  22  Pages
     
1
 NAME OF REPORTING PERSON
 
 Citigroup Alternative Investments LLC
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
(a) £
(b) x
 
3
 SEC USE ONLY
 
 
4
 SOURCE OF FUNDS (See Instructions)
 
 OO
5
 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
£
 
6
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
 Delaware
 
NUMBER OF
 
SHARES
7
 SOLE VOTING POWER
 
 
 
BENEFICIALLY
 
OWNED BY
8
 SHARED VOTING POWER
 808,624
 
 
EACH
 
REPORTING
9
 SOLE DISPOSITIVE POWER
 
 
 
PERSON
 
WITH
10
 SHARED DISPOSITIVE POWER
 808,624
 
11
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 808,624
 
12
 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
x
 
 
13
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 2.1%
 
14
 TYPE OF REPORTING PERSON (See Instructions)
 
 IA

 
 

 
 
SCHEDULE 13D
 
 CUSIP No. 70336T 10 4
 
 Page  8  of  22  Pages
     
1
 NAME OF REPORTING PERSON
 
 Citigroup Investments Inc.
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
(a) £
(b) x
 
3
 SEC USE ONLY
 
 
4
 SOURCE OF FUNDS (See Instructions)
 
 OO
5
 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
£
 
6
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
 Delaware
 
NUMBER OF
 
SHARES
7
 SOLE VOTING POWER
 
 
 
BENEFICIALLY
 
OWNED BY
8
 SHARED VOTING POWER
 808,624
 
 
EACH
 
REPORTING
9
 SOLE DISPOSITIVE POWER
 
 
 
PERSON
 
WITH
10
 SHARED DISPOSITIVE POWER
 808,624
 
11
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 808,624
 
12
 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
x
 
 
13
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 2.1%
 
14
 TYPE OF REPORTING PERSON (See Instructions)
 
 HC

 
 

 
 
SCHEDULE 13D
 
 CUSIP No. 70336T 10 4
 
 Page  9  of  22  Pages
     
1
 NAME OF REPORTING PERSON
 
 Citigroup Inc.
2
 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
(a) £
(b) x
 
3
 SEC USE ONLY
 
 
4
 SOURCE OF FUNDS (See Instructions)
 
 OO
5
 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
x
 
6
 CITIZENSHIP OR PLACE OF ORGANIZATION
 
 Delaware
 
NUMBER OF
 
SHARES
7
 SOLE VOTING POWER
 
 
 
BENEFICIALLY
 
OWNED BY
8
 SHARED VOTING POWER
 1,166,714*
 
 
EACH
 
REPORTING
9
 SOLE DISPOSITIVE POWER
 
 
 
PERSON
 
WITH
10
 SHARED DISPOSITIVE POWER
 1,166,714*
 
11
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 1,166,714*
 
12
 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
x
 
 
13
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 3.0%
 
14
 TYPE OF REPORTING PERSON (See Instructions)
 
 HC
*  Includes shares held by the other Citigroup Entities.
 
 
 

 
 
This Amendment No. 1 to the Schedule 13D filed on August 1, 2008 (the "Schedule 13D"), is being filed by the Citigroup Entities (as defined below) and amends the Schedule 13D which was filed on behalf of the following persons (collectively, the "Reporting Persons"): ArcLight Energy Partners Fund I, L.P. ("ArcLight Fund I"), ArcLight Energy Partners Fund II, L.P. ("ArcLight Fund II", and together with ArcLight Fund I, the "ArcLight Funds"), ArcLight PEF GP, LLC ("ArcLight PEF GP"), ArcLight PEF GP II, LLC ("ArcLight PEF GP II"), ArcLight Capital Holdings, LLC ("ArcLight Capital Holdings", and together with the ArcLight Funds, ArcLight PEF GP and ArcLight PEF GP II the "ArcLight Entities"), Daniel R. Revers ("Mr. Revers"), Robb E. Turner ("Mr. Turner"), John F. Erhard (Mr. Erhard"), Caisse de Dépôt et Placement du Québec ("Caisse"), Cascade Investment, L.L.C. ("Cascade"), William H. Gates III (“Mr. Gates”), Citigroup Capital Partners II 2006 Citigroup Investment, L.P. ("Citigroup Investment"), Citigroup Capital Partners II Employee Master Fund, L.P. ("Citigroup Employee Master Fund"), Citigroup Capital Partners II Onshore, L.P. ("Citigroup Onshore"), Citigroup Capital Partners II Cayman Holdings, L.P. ("Citigroup Cayman", and together with Citigroup Investment, Citigroup Employee Master Fund, Citigroup Onshore, the "Citigroup Funds") Citigroup Private Equity LP ("Citigroup PE") Citigroup Alternative Investments LLC ("CAI"), Citigroup Investments Inc. ("CII") and Citigroup Inc. ("Citigroup" and together with Citigroup Funds, CAI and CII, the "Citigroup Entities"), Howard Hughes Medical Institute ("HHMI"), The Northwestern Mutual Life Insurance Company ("Northwestern"), The Board of Trustees of the Leland Stanford Junior University (“Stanford University”), Paul Vining ("Mr. Vining"), Timothy Elliott ("Mr. Elliott"), David Turnbull ("Mr. Turnbull"), Richard Verheij ("Mr. Verheij"), Tom McQuade ("Mr. McQuade"), B. Scott Spears ("Mr. Spears"), Keith St. Clair ("Mr. St. Clair"), Robert Bennett ("Mr. Bennett"), and Dwayne Francisco ("Mr. Francisco").
 

 
Item 5.  Interest in Securities of the Issuer
 
Item 5(b) to the Schedule 13D is hereby amended to add the following: "Stephen R. Volk, Vice Chairman of Citigroup, has the sole power to vote and direct the disposition of 14 shares of Common Stock."

Item 5(c) to the Schedule 13D is hereby amended as follows:

Annex C to the Schedule 13D is amended and supplemented by adding thereto the information set forth on Annex C attached hereto.

*     *     *     *

Each of the undersigned is responsible for the accuracy and completeness of the information in this Amendment No. 1 to Schedule 13D concerning himself or itself, and is not responsible for the accuracy or completeness of the information in this Schedule 13D concerning any other signatories.

 
10

 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:  August 15, 2008


CITIGROUP CAPITAL PARTNERS II 2006
CITIGROUP INVESTMENT, L.P.
By: Citigroup Private Equity LP,
its general partner
By: _/s/Jason Ment__________________
Name: Jason Ment
Title: Secretary
 
 
 
 

 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:  August 15, 2008



CITIGROUP CAPITAL PARTNERS II EMPLOYEE MASTER
FUND, L.P.
By: Citigroup Private Equity LP, its
general partner
By: _/s/Jason Ment__________________
Name: Jason Ment
Title: Secretary
 
 
 
 

 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:  August 15, 2008



CITIGROUP CAPITAL PARTNERS II ONSHORE, L.P.
By: Citigroup Private Equity LP,
its general partner
By: _/s/Jason Ment__________________
Name: Jason Ment
Title: Secretary
 
 
 
 

 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:  August 15, 2008



CITIGROUP CAPITAL PARTNERS II CAYMAN
HOLDINGS, L.P.
By: Citigroup Private Equity LP,
its general partner
By: _/s/Jason Ment__________________
Name: Jason Ment
Title: Secretary
 
 
 
 

 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


Date:  August 15, 2008


CITIGROUP PRIVATE EQUITY LP


By: _/s/Jason Ment__________________
Name: Jason Ment
Title: Secretary
 
 
 
 

 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


Date:  August 15, 2008


CITIGROUP ALTERNATIVE INVESTMENTS LLC



By: _/s/Jason Ment__________________
Name: Jason Ment
Title: Assistant Secretary
 

 
 
 

 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:  August 15, 2008



CITIGROUP INVESTMENTS INC.


By: _/s/Millie Kim________________
Name: Millie Kim
Title: Secretary
 
 
 
 

 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:  August 15, 2008



CITIGROUP INC.


By: _/s/Riqueza V. Feaster______________________
Name: Riqueza V. Feaster
Title: Assistant Secretary

Annex C

Citigroup Derivatives Markets Inc., a wholly owned subsidiary of Citigroup Inc., engaged in open market transactions which are summarized below to report (i) the total amount of shares that were the subject of transactions effected on each day and (ii) the lowest and highest price per share at which the transactions were effected:

Description of Security
Purchase (P) / Sale (S)
Trade Date
Quantity
Low
High
CALL PCX SEP 08  @ 115.00
P
5/16/2008
5
$5.50
$5.50
CALL PCX SEP 08  @ 115.00
S
5/16/2008
5
$5.50
$5.50
CALL PCX JUN 08  @ 100.00
P
5/23/2008
13
$4.70
$6.20
CALL PCX JUN 08  @ 100.00
S
5/23/2008
13
$4.70
$6.20
CALL PCX JUN 08  @ 100.00
P
5/27/2008
2
$4.50
$4.50
CALL PCX JUN 08  @ 100.00
S
5/27/2008
2
$4.50
$4.50
CALL PCX JUN 08  @ 100.00
P
5/28/2008
3
$3.90
$4.50
CALL PCX JUN 08  @ 100.00
S
5/28/2008
3
$3.90
$4.50
CALL PCX JUN 08  @ 115.00
P
5/28/2008
40
$1.10
$1.10
CALL PCX JUN 08  @ 115.00
S
5/28/2008
40
$1.10
$1.10
PUT  PCX JUN 08  @ 80.00
P
5/28/2008
85
$0.95
$0.95
PUT  PCX JUN 08  @ 80.00
S
5/28/2008
85
$0.95
$0.95
CALL PCX JUN 08  @ 100.00
P
5/29/2008
3
$5.90
$5.90
CALL PCX JUN 08  @ 100.00
S
5/29/2008
3
$5.90
$5.90
CALL PCX JUN 08  @ 105.00
P
5/29/2008
4
$3.90
$3.90
CALL PCX JUN 08  @ 105.00
S
5/29/2008
4
$3.90
$3.90
CALL PCX JUN 08  @ 105.00
P
5/30/2008
56
$6.40
$6.80
CALL PCX JUN 08  @ 105.00
S
5/30/2008
56
$6.40
$6.80
CALL PCX JUN 08  @ 110.00
P
5/30/2008
2
$4.20
$4.20
CALL PCX JUN 08  @ 110.00
S
5/30/2008
2
$4.20
$4.20
CALL PCX JUN 08  @ 40.00
P
5/30/2008
2
$66.10
$66.10
CALL PCX JUN 08  @ 40.00
S
5/30/2008
2
$66.10
$66.10
CALL PCX DEC 08  @ 130.00
P
6/2/2008
10
$18.60
$18.60
CALL PCX DEC 08  @ 130.00
S
6/2/2008
10
$18.60
$18.60
CALL PCX JUN 08  @ 100.00
P
6/2/2008
1
$23.00
$23.00
CALL PCX JUN 08  @ 100.00
S
6/2/2008
1
$23.00
$23.00
PUT  PCX DEC 08  @ 75.00
P
6/2/2008
20
$4.80
$4.80
PUT  PCX DEC 08  @ 75.00
S
6/2/2008
20
$4.80
$4.80
PUT  PCX JUN 08  @ 100.00
P
6/2/2008
70
$2.05
$2.05
PUT  PCX JUN 08  @ 100.00
S
6/2/2008
70
$2.05
$2.05
PUT  PCX JUN 08  @ 90.00
P
6/2/2008
70
$0.65
$0.65
PUT  PCX JUN 08  @ 90.00
S
6/2/2008
70
$0.65
$0.65
CALL PCX JUN 08  @ 105.00
P
6/3/2008
93
$20.00
$20.00
CALL PCX JUN 08  @ 105.00
S
6/3/2008
93
$20.00
$20.00
CALL PCX JUN 08  @ 145.00
P
6/3/2008
40
$2.20
$2.20
CALL PCX JUN 08  @ 145.00
S
6/3/2008
40
$2.20
$2.20
PUT  PCX JUL 08  @ 100.00
P
6/3/2008
10
$3.90
$3.90
PUT  PCX JUL 08  @ 100.00
S
6/3/2008
10
$3.90
$3.90
PUT  PCX JUN 08  @ 105.00
P
6/3/2008
80
$1.85
$1.95
PUT  PCX JUN 08  @ 105.00
S
6/3/2008
80
$1.85
$1.95
 
 
 

 
 
PUT  PCX JUN 08  @ 110.00
P
6/3/2008
40
$3.00
$3.10
PUT  PCX JUN 08  @ 110.00
S
6/3/2008
40
$3.00
$3.10
PUT  PCX SEP 08  @ 95.00
P
6/3/2008
10
$7.70
$7.70
PUT  PCX SEP 08  @ 95.00
S
6/3/2008
10
$7.70
$7.70
PUT  PCX JUN 08  @ 105.00
P
6/5/2008
35
$0.90
$0.90
PUT  PCX JUN 08  @ 105.00
S
6/5/2008
35
$0.90
$0.90
PUT  PCX JUN 08  @ 110.00
P
6/5/2008
45
$1.50
$1.50
PUT  PCX JUN 08  @ 110.00
S
6/5/2008
45
$1.50
$1.50
CALL PCX DEC 08  @ 105.00
P
6/6/2008
3
$48.50
$48.50
CALL PCX DEC 08  @ 105.00
S
6/6/2008
3
$48.50
$48.50
CALL PNZ JUN 08  @ 150.00
P
6/6/2008
2
$3.40
$3.40
CALL PNZ JUN 08  @ 150.00
S
6/6/2008
2
$3.40
$3.40
CALL WOS JAN 10  @ 200.00
P
6/6/2008
2
$26.20
$26.20
CALL WOS JAN 10  @ 200.00
S
6/6/2008
2
$26.20
$26.20
PUT  PCX JUN 08  @ 120.00
P
6/6/2008
85
$2.25
$2.25
PUT  PCX JUN 08  @ 120.00
S
6/6/2008
85
$2.25
$2.25
PUT  PCX JUN 08  @ 125.00
P
6/6/2008
40
$3.60
$3.60
PUT  PCX JUN 08  @ 125.00
S
6/6/2008
40
$3.60
$3.60
PUT  PCX JUN 08  @ 130.00
P
6/6/2008
3
$5.30
$6.20
PUT  PCX JUN 08  @ 130.00
S
6/6/2008
3
$5.30
$6.20
PUT  PCX JUN 08  @ 120.00
P
6/9/2008
30
$1.85
$1.90
PUT  PCX JUN 08  @ 120.00
S
6/9/2008
30
$1.85
$1.90
CALL PCX JUN 08  @ 100.00
P
6/10/2008
43
$30.60
$35.00
CALL PCX JUN 08  @ 100.00
S
6/10/2008
43
$30.60
$35.00
CALL PCX JUN 08  @ 110.00
P
6/10/2008
2
$25.30
$25.30
CALL PCX JUN 08  @ 110.00
S
6/10/2008
2
$25.30
$25.30
CALL PCX DEC 08  @ 130.00
P
6/11/2008
10
$33.00
$33.00
CALL PCX DEC 08  @ 130.00
S
6/11/2008
10
$33.00
$33.00
CALL PCX JUL 08  @ 135.00
P
6/11/2008
3
$16.00
$16.00
CALL PCX JUL 08  @ 135.00
S
6/11/2008
3
$16.00
$16.00
PUT  PCX JUN 08  @ 120.00
P
6/11/2008
10
$1.05
$1.05
PUT  PCX JUN 08  @ 120.00
S
6/11/2008
10
$1.05
$1.05
PUT  PCX JUN 08  @ 125.00
P
6/11/2008
10
$1.75
$1.75
PUT  PCX JUN 08  @ 125.00
S
6/11/2008
10
$1.75
$1.75
CALL PCX JUN 08  @ 75.00
P
6/17/2008
8
$80.80
$80.80
CALL PCX JUN 08  @ 75.00
S
6/17/2008
8
$80.80
$80.80
PUT  PCX JUN 08  @ 140.00
P
6/17/2008
95
$0.90
$0.90
PUT  PCX JUN 08  @ 140.00   
S
6/17/2008
95
$0.90
$0.90
PUT  PCX JUN 08  @ 145.00
P
6/17/2008
85
$1.60
$1.60
PUT  PCX JUN 08  @ 145.00
S
6/17/2008
85
$1.60
$1.60
CALL PNZ DEC 08  @ 190.00
P
6/18/2008
2
$14.10
$14.10
CALL PNZ DEC 08  @ 190.00
S
6/18/2008
2
$14.10
$14.10
PUT  PCX JUL 08  @ 105.00
P
6/18/2008
40
$0.70
$0.70
PUT  PCX JUL 08  @ 105.00
S
6/18/2008
40
$0.70
$0.70
PUT  PCX JUL 08  @ 125.00
P
6/18/2008
40
$2.85
$2.85
PUT  PCX JUL 08  @ 125.00
S
6/18/2008
40
$2.85
$2.85
PUT  PNZ JUN 08  @ 150.00
P
6/18/2008
50
$0.70
$0.70
PUT  PNZ JUN 08  @ 150.00
S
6/18/2008
50
$0.70
$0.70
CALL PCX JUN 08  @ 115.00
P
6/19/2008
40
$37.50
$37.50
CALL PCX JUN 08  @ 115.00
S
6/19/2008
40
$37.50
$37.50
 
 
 

 
 
CALL PCX SEP 08  @ 145.00
P
6/19/2008
10
$24.50
$24.50
CALL PCX SEP 08  @ 145.00
S
6/19/2008
10
$24.50
$24.50
PUT  PCX JUL 08  @ 130.00
P
6/19/2008
40
$4.00
$4.00
PUT  PCX JUL 08  @ 130.00
S
6/19/2008
40
$4.00
$4.00
PUT  PCX JUL 08  @ 135.00  
P
6/19/2008
14
$4.90
$5.10
PUT  PCX JUL 08  @ 135.00
S
6/19/2008
14
$4.90
$5.10
PUT  PCX JUN 08  @ 130.00
P
6/19/2008
1
$0.10
$0.10
PUT  PCX JUN 08  @ 130.00
S
6/19/2008
1
$0.10
$0.10
PUT  PCX JUN 08  @ 145.00
P
6/19/2008
35
$0.75
$0.75
PUT  PCX JUN 08  @ 145.00
S
6/19/2008
35
$0.75
$0.75
PUT  PNZ JUN 08  @ 150.00
P
6/19/2008
1
$2.20
$2.20
PUT  PNZ JUN 08  @ 150.00
S
6/19/2008
1
$2.20
$2.20
CALL PNZ JUN 08  @ 150.00
P
6/20/2008
2
$0.70
$0.70
CALL PNZ JUN 08  @ 150.00
S
6/20/2008
2
$0.70
$0.70
PUT  PCX JUL 08  @ 135.00
P
6/20/2008
3
$6.40
$6.40
PUT  PCX JUL 08  @ 135.00
S
6/20/2008
3
$6.40
$6.40
PUT  PCX JAN 09  @ 90.00
P
6/23/2008
1
$6.60
$6.60
PUT  PCX JAN 09  @ 90.00   
S
6/23/2008
1
$6.60
$6.60
CALL PCX SEP 08  @ 145.00
P
6/24/2008
10
$19.30
$19.30
CALL PCX SEP 08  @ 145.00
S
6/24/2008
10
$19.30
$19.30
PUT  PCX DEC 08  @ 65.00
P
6/24/2008
20
$1.40
$1.40
PUT  PCX DEC 08  @ 65.00
S
6/24/2008
20
$1.40
$1.40
PUT  PNZ JUL 08  @ 150.00
P
6/24/2008
10
$12.90
$12.90
PUT  PNZ JUL 08  @ 150.00
S
6/24/2008
10
$12.90
$12.90
CALL PCX JUL 08  @ 135.00
P
6/25/2008
1
$9.70
$9.70
CALL PCX JUL 08  @ 135.00
S
6/25/2008
1
$9.70
$9.70
PUT  PCX JUL 08  @ 125.00
P
6/25/2008
1
$7.80
$7.80
PUT  PCX JUL 08  @ 125.00
S
6/25/2008
1
$7.80
$7.80
PUT  PCX JUL 08  @ 135.00
P
6/25/2008
3
$9.20
$9.20
PUT  PCX JUL 08  @ 135.00
S
6/25/2008
3
$9.20
$9.20
CALL PCX JUL 08  @ 135.00
P
6/26/2008
1
$17.00
$17.00
CALL PCX JUL 08  @ 135.00
S
6/26/2008
1
$17.00
$17.00
PUT  PCX JUL 08  @ 110.00
P
6/26/2008
70
$1.00
$1.15
PUT  PCX JUL 08  @ 110.00
S
6/26/2008
70
$1.00
$1.15
PUT  PCX JUL 08  @ 115.00
P
6/26/2008
10
$1.75
$1.75
PUT  PCX JUL 08  @ 115.00
S
6/26/2008
10
$1.75
$1.75
CALL PNZ JUL 08  @ 155.00
P
6/30/2008
2
$9.00
$9.00
CALL PNZ JUL 08  @ 155.00
S
6/30/2008
2
$9.00
$9.00
PUT  PNZ JUL 08  @ 150.00
P
6/30/2008
10
$7.90
$7.90
PUT  PNZ JUL 08  @ 150.00
S
6/30/2008
10
$7.90
$7.90
CALL PNZ AUG 08  @ 170.00
P
7/2/2008
1
$3.90
$3.90
CALL PNZ AUG 08  @ 170.00
S
7/2/2008
1
$3.90
$3.90
CALL PNZ JUL 08  @ 155.00
P
7/2/2008
2
$2.60
$2.60
CALL PNZ JUL 08  @ 155.00
S
7/2/2008
2
$2.60
$2.60
PUT  PCX JUL 08  @ 115.00
P
7/2/2008
40
$1.50
$1.50
PUT  PCX JUL 08  @ 115.00
S
7/2/2008
40
$1.50
$1.50
PUT  PCX JUL 08  @ 125.00
P
7/2/2008
1
$6.10
$6.10
PUT  PCX JUL 08  @ 125.00
S
7/2/2008
1
$6.10
$6.10
CALL PNZ SEP 08  @ 155.00
P
7/7/2008
5
$8.20
$8.20
CALL PNZ SEP 08  @ 155.00
S
7/7/2008
5
$8.20
$8.20
 
 
 

 
 
CALL PCX AUG 08  @ 130.00
P
7/8/2008
2
$9.60
$9.60
CALL PCX AUG 08  @ 130.00
S
7/8/2008
2
$9.60
$9.60
PUT  PCX JUL 08  @ 135.00
P
7/8/2008
4
$19.00
$19.00
PUT  PCX JUL 08  @ 135.00
S
7/8/2008
4
$19.00
$19.00
CALL PCX JUL 08  @ 135.00
P
7/10/2008
50
$2.50
$2.50
CALL PCX JUL 08  @ 135.00
S
7/10/2008
50
$2.50
$2.50
CALL PNZ JUL 08  @ 155.00    
P
7/11/2008
85
$0.50
$0.50
CALL PNZ JUL 08  @ 155.00
S
7/11/2008
85
$0.50
$0.50
PUT  PCX AUG 08  @ 125.00
P
7/15/2008
10
$10.30
$10.30
PUT  PCX AUG 08  @ 125.00
S
7/15/2008
10
$10.30
$10.30
PUT  PCX JUL 08  @ 135.00
P
7/15/2008
10
$8.80
$8.80
PUT  PCX JUL 08  @ 135.00
S
7/15/2008
10
$8.80
$8.80
CALL PCX AUG 08  @ 135.00
P
7/16/2008
2
$10.70
$10.70
CALL PCX AUG 08  @ 135.00
S
7/16/2008
2
$10.70
$10.70
CALL PNZ AUG 08  @ 175.00
P
7/16/2008
40
$2.40
$2.40
CALL PNZ AUG 08  @ 175.00
S
7/16/2008
40
$2.40
$2.40
CALL PCX JUL 08  @ 120.00
P
7/17/2008
120
$1.00
$1.00
CALL PCX JUL 08  @ 120.00
S
7/17/2008
120
$1.00
$1.00
CALL PCX JUL 08  @ 125.00
P
7/17/2008
85
$1.25
$1.30
CALL PCX JUL 08  @ 125.00
S
7/17/2008
85
$1.25
$1.30
PUT  PCX JUL 08  @ 110.00
P
7/18/2008
10
$3.40
$3.40
PUT  PCX JUL 08  @ 110.00
S
7/18/2008
10
$3.40
$3.40
PUT  PCX JUL 08  @ 115.00
P
7/18/2008
10
$8.10
$8.10
PUT  PCX JUL 08  @ 115.00
S
7/18/2008
10
$8.10
$8.10
PUT  PCX SEP 08  @ 90.00
P
7/23/2008
10
$6.80
$6.80
PUT  PCX SEP 08  @ 90.00
S
7/23/2008
10
$6.80
$6.80




-----END PRIVACY-ENHANCED MESSAGE-----